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Foundation for Financial Planning ................................... 55 FFPprobono . org / donate

Franklin Templeton ............................ 47 800-DIAL-BEN / 800-342-5236 franklintempleton . com

Jackson .................................................. 9 Patrick Rich 615-861-5432 patrick . rich @ jackson . com jackson . com

MassMutual Ascend ........................... 3 MassMutualAscend . com

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Statement of Ownership , Management , and Circulation ( Requester Publications Only )

149 Avenue at the Commons , Ste . 201 , Shrewsbury , NJ 07702 8 . Complete Mailing Address of Headquarters or General Business Office of Publisher ( Not printer )

149 Avenue at the Commons , Ste . 201 , Shrewsbury , NJ 07702

9 . Full Names and Complete Mailing Addresses of Publisher , Editor , and Managing Editor ( Do not leave blank ) Publisher ( Name and complete mailing address )

Andy Pedersen , 149 Avenue at the Commons , Ste . 201 , Shrewsbury , NJ 07702

Editor ( Name and complete mailing address )

Evan Simonoff , 149 Avenue at the Commons , Ste . 201 , Shrewsbury , NJ 07702

Managing Editor ( Name and complete mailing address )

Telephone ( Include area code ) 732-450-8866

13 . Publication Title

14 . Issue Date for Circulation Data Below

Financial Advisor September 2023 15 . Extent and Nature of Circulation

Average No . Copies No . Copies of Single Each Issue During Issue Published Preceding 12 Months Nearest to Filing Date a . Total Number of Copies ( Net press run )

b . Legitimate Paid and / or Requested Distribution ( By mail and outside the mail )

( 1 )

( 2 )

( 3 )

( 4 )

Outside County Paid / Requested Mail Subscriptions stated on PS Form 3541 . ( Include direct written request from recipient , telemarketing , and Internet requests from recipient , paid subscriptions including nominal rate subscriptions , employer requests , advertiser ’ s proof copies , and exchange copies .)

In-County Paid / Requested Mail Subscriptions stated on PS Form 3541 . ( Include direct written request from recipient , telemarketing , and Internet requests from recipient , paid subscriptions including nominal rate subscriptions , employer requests , advertiser ’ s proof copies , and exchange copies .)

Sales Through Dealers and Carriers , Street Vendors , Counter Sales , and Other Paid or Requested Distribution Outside USPS ®

Requested Copies Distributed by Other Mail Classes Through the USPS ( e . g ., First-Class Mail ®)

c . Total Paid and / or Requested Circulation ( Sum of 15b ( 1 ), ( 2 ), ( 3 ), and ( 4 ))

( 1 )

Outside County Nonrequested Copies Stated on PS Form 3541 ( include sample copies , requests over 3 years old , requests induced by a premium , bulk sales and requests including association requests , names obtained from business directories , lists , and other sources )

48,848

22,347

0

7

60 22,414

25,233

51,542

18,899

0

7

89 18,995

32,347

Raymond Fazzi , 149 Avenue at the Commons , Ste . 201 , Shrewsbury , NJ 07702

10 . Owner ( Do not leave blank . If the publication is owned by a corporation , give the name and address of the corporation immediately followed by the names and addresses of all stockholders owning or holding 1 percent or more of the total amount of stock . If not owned by a corporation , give the names and addresses of the individual owners . If owned by a partnership or other unincorporated firm , give its name and address as well as those of each individual owner . If the publication is published by a nonprofit organization , give its name and address .)

Full Name Complete Mailing Address

Charlie Stroller

149 Avenue at the Commons , Ste . 201 , Shrewsbury , NJ 07702

David Smith Evan Simonoff

11 . Known Bondholders , Mortgagees , and Other Security Holders Owning or Holding 1 Percent or More of Total Amount of Bonds , Mortgages , or Other Securities . If none , check box .

X None

Full Name Complete Mailing Address d . Non-

In-County Nonrequested Copies Stated on PS Form 3541 ( include sample requested ( 2 ) copies , requests over 3 years old , requests induced by a premium , bulk Distribution

0 sales and requests including association requests , names obtained from ( By mail business directories , lists , and other sources ) and outside the mail ) Nonrequested Copies Distributed Through the USPS by Other Classes of

( 3 ) Mail ( e . g ., First-Class Mail , nonrequestor copies mailed in excess of 10 %

limit mailed at Standard Mail ® or Package Services rates )

0

Nonrequested Copies Distributed Outside the Mail ( Include pickup stands , ( 4 ) trade shows , showrooms , and other sources ) 33 e . Total Nonrequested Distribution [ Sum of 15d ( 1 ), ( 2 ), ( 3 ) and ( 4 )] 25,266 f . Total Distribution ( Sum of 15c and e ) 47,680 g . Copies not Distributed ( See Instructions to Publishers # 4 , ( page # 3 ))

169 h . Total ( Sum of 15f and g )

47,849 i . Percent Paid and / or Requested Circulation 47 %

( 15c divided by 15f times 100 ) * If you are claiming electronic copies , go to line 16 on page 3 . If you are not claiming electronic copies , skip to line 17 on page 3 .

0

0

0 32,347 51,342 200 51,542 37 %

17 . Publication of Statement of Ownership for a Requester Publication is required and will be printed in the issue of this publication .

November 2023

18 . Signature and Title of Editor , Publisher , Business Manager , or Owner Date

12 . Tax Status ( For completion by nonprofit organizations authorized to mail at nonprofit rates ) ( Check one )

The purpose , function , and nonprofit status of this organization and the exempt status for federal income tax purposes : Has Not Changed During Preceding 12 Months Has Changed During Preceding 12 Months ( Publisher must submit explanation of change with this statement .)

PS Form 3526-R , July 2014 [ Page 1 of 4 ( See instructions page 4 )] PSN : 7530-09-000-8855 PRIVACY NOTICE : See our privacy policy on www . usps . com .

CEO

9 / 27 / 23

I certify that all information furnished on this form is true and complete . I understand that anyone who furnishes false or misleading information on this form or who omits material or information requested on the form may be subject to criminal sanctions ( including fines and imprisonment ) and / or civil sanctions ( including civil penalties ).

NOVEMBER 2023 | FINANCIAL ADVISOR MAGAZINE | 59