Bill Bachrach ’ s AdvisorRoadmap .... 41 YourAdvisorRoadmap . com / famagazine

Brighthouse Financial ........................ 49

Ed Slott and Company .......... Cover 3 800-663-1340 info @ irahelp . com irahelp . com

Federated Hermes ................. Cover 2

Financial Advisor : Bookstore ................................. 27 fa-mag . com / bookstore

Financial Advisor : CE Center ................................. 23 fa-mag . com / ce _ center . php

Financial Advisor : FANews .................................... 39 fa-mag . com

Financial Advisor : Invest In Women ..................... 5 , 7 https :// faconferences . com / iiw25 /

Financial Advisor : Invest In Women LinkedIn ......... 25 http :// bit . ly / 4akywwB

Financial Advisor : LinkedIn ..................................... 4 http :// bit . ly / 2XJBXsJ

Financial Advisor : Podcasts — Invest In Women ...... 46

fa-mag . com / invest-in-women

Financial Advisor : Reprints ................................... 30

fa-mag . com / reprints

Financial Advisor : RIA Ranking .............................. 21

fa-mag . com / c2485

Financial Advisor : Webcast Archives ....................... 6 fa-mag . com / archived _ webcasts

Foundation for Financial Planning .................................... 31 FFPprobono . org / donate

Jackson .................................................. 3 Patrick Rich 615-861-5432 patrick . rich @ jackson . com jackson . com

MFS ....................................................... 17

Silicon Valley Community Foundation ..................................... 18-19

Sound Income Group ........................ 29 , Covers 1 and 4 Erika Wilson 954-870-6720 ewilson @ soundincomegroup . com soundincomegroup . com

For advertising rates and space reservations , contact your regional advertising director :

Publisher | Sales Director , Northeast and Mid-Atlantic Sandra Croce 732-559-4232 | sandra @ famagazine . com

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Statement of Ownership , Management , and Circulation ( Requester Publications Only )

149 Avenue at the Common , Ste . 201 , Shrewsbury , NJ 07702 8 . Complete Mailing Address of Headquarters or General Business Office of Publisher ( Not printer )

149 Avenue at the Common , Ste . 201 , Shrewsbury , NJ 07702

9 . Full Names and Complete Mailing Addresses of Publisher , Editor , and Managing Editor ( Do not leave blank ) Publisher ( Name and complete mailing address )

Sandra Croce , 149 Avenue at the Common , Ste . 201 , Shrewsbury , NJ 07702

Editor ( Name and complete mailing address )

Telephone ( Include area code )

732-450-8866

13 . Publication Title

14 . Issue Date for Circulation Data Below

Financial Advisor September 2024 15 . Extent and Nature of Circulation

Average No . Copies No . Copies of Single Each Issue During Issue Published Preceding 12 Months Nearest to Filing Date a . Total Number of Copies ( Net press run )

b . Legitimate Paid and / or Requested Distribution ( By mail and outside the mail )

( 1 )

( 2 )

( 3 )

( 4 )

Outside County Paid / Requested Mail Subscriptions stated on PS Form 3541 . ( Include direct written request from recipient , telemarketing , and Internet requests from recipient , paid subscriptions including nominal rate subscriptions , employer requests , advertiser ’ s proof copies , and exchange copies .)

In-County Paid / Requested Mail Subscriptions stated on PS Form 3541 . ( Include direct written request from recipient , telemarketing , and Internet requests from recipient , paid subscriptions including nominal rate subscriptions , employer requests , advertiser ’ s proof copies , and exchange copies .)

Sales Through Dealers and Carriers , Street Vendors , Counter Sales , and Other Paid or Requested Distribution Outside USPS ®

Requested Copies Distributed by Other Mail Classes Through the USPS ( e . g ., First-Class Mail ®)

c . Total Paid and / or Requested Circulation ( Sum of 15b ( 1 ), ( 2 ), ( 3 ), and ( 4 ))

( 1 )

Outside County Nonrequested Copies Stated on PS Form 3541 ( include sample copies , requests over 3 years old , requests induced by a premium , bulk sales and requests including association requests , names obtained from business directories , lists , and other sources )

39,935

15,725

0

7

49 15,781

23,826

37,632

9,530

0

7

50 9,587

27,844

Evan Simonoff , 149 Avenue at the Common , Ste . 201 , Shrewsbury , NJ 07702

Managing Editor ( Name and complete mailing address )

Raymond Fazzi , 149 Avenue at the Common , Ste . 201 , Shrewsbury , NJ 07702

10 . Owner ( Do not leave blank . If the publication is owned by a corporation , give the name and address of the corporation immediately followed by the names and addresses of all stockholders owning or holding 1 percent or more of the total amount of stock . If not owned by a corporation , give the names and addresses of the individual owners . If owned by a partnership or other unincorporated firm , give its name and address as well as those of each individual owner . If the publication is published by a nonprofit organization , give its name and address .)

Full Name Complete Mailing Address

Charlie Stroller

149 Avenue at the Common , Ste . 201 , Shrewsbury , NJ 07702

David Smith Evan Simonoff

11 . Known Bondholders , Mortgagees , and Other Security Holders Owning or Holding 1 Percent or More of Total Amount of Bonds , Mortgages , or Other Securities . If none , check box .

X None

Full Name Complete Mailing Address d . Non-

In-County Nonrequested Copies Stated on PS Form 3541 ( include sample requested ( 2 ) copies , requests over 3 years old , requests induced by a premium , bulk Distribution sales and requests including association requests , names obtained from 0 ( By mail business directories , lists , and other sources ) and outside the mail ) Nonrequested Copies Distributed Through the USPS by Other Classes of

( 3 ) Mail ( e . g ., First-Class Mail , nonrequestor copies mailed in excess of 10 %

limit mailed at Standard Mail ® or Package Services rates )

0

Nonrequested Copies Distributed Outside the Mail ( Include pickup stands , ( 4 ) trade shows , showrooms , and other sources ) 117 e . Total Nonrequested Distribution [ Sum of 15d ( 1 ), ( 2 ), ( 3 ) and ( 4 )] 23,943 f . Total Distribution ( Sum of 15c and e ) 39,724 g . Copies not Distributed ( See Instructions to Publishers # 4 , ( page # 3 )) 212 h . Total ( Sum of 15f and g ) 39,936 i . Percent Paid and / or Requested Circulation 40 %

( 15c divided by 15f times 100 ) * If you are claiming electronic copies , go to line 16 on page 3 . If you are not claiming electronic copies , skip to line 17 on page 3 .

16 . Electronic Copy Circulation Average No . Copies Each Issue During Previous 12 Months a . Requested and Paid Electronic Copies 46,280 b . Total Requested and Paid Print Copies ( Line 15c ) + Requested / Paid Electronic Copies ( Line 16a )

62,061 c . Total Requested Copy Distribution ( Line 15f ) + Requested / Paid Electronic Copies ( Line 16a )

86,004 d . Percent Paid and / or Requested Circulation ( Both Print & Electronic Copies ) ( 16b divided by 16c Í 100 )

72 %

X I certify that 50 % of all my distributed copies ( electronic and print ) are legitimate requests or paid copies .

0

0

0 27,844 37,431 201 37,632 26 %

No . Copies of Single Issue Published Nearest to Filing Date

46,280 55,867 83,711 67 %

12 . Tax Status ( For completion by nonprofit organizations authorized to mail at nonprofit rates ) ( Check one )

The purpose , function , and nonprofit status of this organization and the exempt status for federal income tax purposes : Has Not Changed During Preceding 12 Months Has Changed During Preceding 12 Months ( Publisher must submit explanation of change with this statement .)

17 . Publication of Statement of Ownership for a Requester Publication is required and will be printed in the November 2024 issue of this publication .

18 . Signature and Title of Editor , Publisher , Business Manager , or Owner Date CEO

9 / 18 / 24

PS Form 3526-R , July 2014 [ Page 1 of 4 ( See instructions page 4 )] PSN : 7530-09-000-8855 PRIVACY NOTICE : See our privacy policy on www . usps . com .

I certify that all information furnished on this form is true and complete . I understand that anyone who furnishes false or misleading information on this form or who omits material or information requested on the form may be subject to criminal sanctions ( including fines and imprisonment ) and / or civil sanctions ( including civil penalties ).

NOVEMBER 2024 | FINANCIAL ADVISOR MAGAZINE | 59